Summary and Info
The right brain guide to NASD compliance for Registered RepresentativesThis book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
More About the Author
Thomas S. Hines (born 1936) is a notable professor emeritus of history and architecture at the University of California, Los Angeles, where he taught cultural, urban and architectural history for many years.
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