Summary and Info
The right brain guide to NASD compliance for Registered RepresentativesThis book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
More About the Author
Thomas Henry Hines (October 8, 1838 – January 23, 1898) was a Confederate cavalryman who was known for his spying activities during the last two years of the American Civil War.
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